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The Mutual Fund Fiasco and You
Just when it looked like all those scandals were behind us and the markets were helping mend fences with leery clients, the business has gotten yet another black eye. This time, the problem is with mutual funds â?? more precisely how favored traders ...
http://registeredrep.com/ar/finance_mutual_fund_fi
Santa Cruz Sentinel - AP Business
... about brokers attempts to evade mutual fund prohibitions on market timing by creating dummy accounts and intentionally ...
http://customwire.ap.org/dynamic/stories/M/MUTUAL_
ProfessorBainbridge.com: Alex Tabarrok on the mutual fund scandal
... to engage in market timing trades and late trading. These mutual fund companies all had policies ... we apparently don't need either prohibitions of self dealing or institutional ...
http://www.professorbainbridge.com/2003/11/alex_ta
Untitled Document
... about brokers attempts to evade mutual fund prohibitions on market timing by creating dummy accounts and intentionally ...
http://customwire.ap.org/dynamic/stories/M/MUTUAL_
Market Issues
Market & Investment Adviser Issues The Institute actively represents the interests of funds as they work on their shareholders' behalf in the U.S. equity and fixed-income markets as well as in markets abroad. Restoring investor confidence in the
http://ici.org/issues/mrkt
MSN Money - Mutual Funds
... any mutual funds ... market timing. Canary allegedly placed some so-called â??sticky assetsâ? with the four fund companies, from which they garnered fees, in exchange for violating prohibitions ...
http://moneycentral.msn.com/redir/gredir.asp?pagei
USATODAY.com - Spotlight hits whistle-blower
... Timing police: Officials at a mutual fund company who ... a mutual fund that owns securities in a foreign market at the ... fund companies enforced market-timing prohibitions for everyone ...
http://www.usatoday.com/money/perfi/funds/2003-12-
House Committee on Financial Services [Committee News]
... week to question mutual fund regulators and industry ... engaged in market timing of mutual funds managed ... prohibit market timing because it harms long-term mutual fund investors by ...
http://financialservices.house.gov/news.asp?FormMo
Forbes.com: SEC, Spitzer probes seek mountain of fund info
... the way the market values mutual fund shares. In ... about whether mutual fund companies violated prohibitions of the practice ... from the effects of market timing. The company refuses ...
http://www.forbes.com/newswire/2003/09/05/rtr10750
SEC Speech: The Evolving Mutual Fund Landscape: Adapting to the Challenges of Change (P. Roye)
... Mutual Fund Landscape: Adapting ... market indices, increasing fund redemptions and lower net inflows. According to a recent ICI release, mutual fund ... affiliated transaction prohibitions. ...
http://www.sec.gov/news/speech/spch528.htm
Mutual Funds: Archive Entry From Brad DeLong's Webjournal
... nice Paul Krugman column on the current mutual fund scandals: ... the subject of the mutual fund scandals, lucidly explaining them ... interference in the free mutual fund market is evil. ...
http://www.j-bradford-delong.net/movable_type/2003
COMMONWEALTH OF MASSACHUSETTS OFFICE OF THE SECRETARY OF THE COMMONWEALTH SECURITIES DIVISION
... ability to circumvent the mutual fund companyâ??s market timing controls. Such controls exist to ... it in their own discretion as to whether to invoke prohibitions against timing or ...
http://www.boston.com/business/galleries/prudentia
Business Headlines - Verizon Online
... about brokers attempts to evade mutual fund prohibitions on market timing by creating dummy accounts and intentionally ...
http://kevxml2adsl.verizon.net/_1_SK1TO102UCDCZ3__
Seattle Post-Intelligencer: AP - Business
... about brokers attempts to evade mutual fund prohibitions on market timing by creating dummy accounts and intentionally ...
http://seattlepi.nwsource.com/business/apbiz_story
SRO Rulemaking: SR-NASD-97-89
... Relating to Bond Mutual Fund Volatility Ratings ... of bond mutual fund portfolios to changing market conditions. ... guidelines containing sufficient prohibitions and disclosure requirements. ...
http://www.sec.gov/rules/sro/nd9789n1.htm
Mutual funds image hit again
Last week's probe of illicit Wall Street trading practices could erode confidence in mutual funds and open the door to rival investments. ... outright collusion involving four fund groups create new worries ... sap investor confidence. Mutual funds have become so mainstream ... allowed a hedge fund to market-time their shares, ...
http://www.azcentral.com/arizonarepublic/business/
Creating a Market for Tort Claims
The Cato Review of Business & Government Creating a Market for Tort Claims Peter Charles Choharis Peter Charles Choharis is an adjunct professor of law at the Washington College of Law, American University.
http://www.cato.org/pubs/regulation/reg18v4c.html
Proposed and Final Rules
... Timing of transfers among financial institutions and among mutual ... Instrument 81-101 Mutual Fund Prospectus Disclosure ("Proposed NI81-101"), ... objectives" of a mutual fund, which is a ...
http://www.osc.gov.on.ca/en/Regulation/Rulemaking/
FIVE YEAR REVIEW COMMITTEE DRAFT REPORT - REVIEWING THE SECURITIES ACT (ONTARIO)
... Bid Regulation. Chapter 17 -- Mutual Fund Governance ... anti-fraud and anti-market manipulation rules, will encourage ... amended to provide for "mutual recognition" - that a securities ...
http://www.osc.gov.on.ca/en/Summary/srac_5yr-draft
Speech: Keynote Address at the Twentieth Annual Advanced ALI-ABA Conference on Life Insurance Company Products
... proposed rules regarding mutual fund and investment adviser proxy ... to modernize the mutual fund advertising rules, the issuance ... amendments to the fund merger rule, proposed amendments ...
http://www.securitiesmosaic.com/gateway/rules/SP.S
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